English Linguistics

Sociolinguistic and cognitive-linguistic approaches to humour

Sociolinguistic and cognitive-linguistic approaches to humour


M. BM.
This flashcard set helps university-level students deepen their understanding of English linguistics, focusing on complex topics like conceptual blending, social positioning through humor, and telecinematic discourse. The vocabulary flashcards cover key terms such as "mental space theory," "socially-distributed blending," and "activity types," along with examples from sitcom humor and creative social positioning. The platform supports backward learning, allowing users to reverse the learning direction from the target language to the source language. Ideal for advanced learners and researchers, this set enhances analytical skills and prepares students for academic discussions and exams.
Flashcards
148
Students
3
Language
English
Category
English
Level
University
Created / Updated
12.02.2019 / 13.02.2019

Flashcards

Theories:

  • Attardo 1994: Linguistic theories of humour

             - GTVH (General Theory of Verbal Humor

             -The 6 KR and their hierarchical order

  • Raskin 1995:

            -SSTH (Script Based Theories of Humor

  • Hobbes 1650/1840:

             -Superiority/aggression theory

  • Langlotz 2015:

            -Creating social orientation through humour

            -Parameters the influence the aggressivity of conversational joking 

            -Organising the group moderation process in a student discussion forum 

            -Spatial metaphors associated with social meaning

            -Coordination devices and the linguistic manipulation of coordinated conceptualization processes

            -The interactional management of humour and its social impact

            -Variation in common ground construction through verbal humour

             -Different types of humour and their degrees of common ground construction 

             -Types of humour in terms of social function 

             -Butts of humour

             -Phases in the process of (dis)coordination

             -Humor and Social Positioning

             -Social Function of Humor

 

 

Theories:

  • Freud 1905/1960:

             -Emotional release

  • see also Coulson and Oakley 2000; Coulson 2005

             -Advantages and problems of blending theory

  • Clark 1997, 2008; Langlotz 2015

             -Categorization and action

  • Fauconnier 1994, 1997

             -Mental spaces

  • Clark 1997: 64-65

            -Epistemic action for problem-solving

            -Generating meaning through linguistic communication – the coordination problem

             -Shared meaning through the assumption of common    

             -The dimension of cognitive creativity: action-layering through mental-space building

             -Layering

  • vgl. Norrick 2006, Norrick & Chiaro 2009

            -Interaction of humour components through performance

Theories:

  • Veale, Feyaerts & Forceville 2013

            -Manipulating processes of comprehension

            -Rapid change of construal with high degree of incongruity!

  • Giora 2003

             -Optimal innovation

             -Salience

  • Evans & Green 2006: 164

           -The guiding principles of Cognitive Linguistics

  • Fauconnier 1997: 149/ Turner

             - Spaces involved in Blending

             - Blending processes

           

 

Theories:

 

  • Langacker 1987: 110

            -Language provides a set of construal instructions to make focal adjustments

            -Langacker’s canonical event model

  • Harvey Sacks, Emanuel Schegloff, and Gail Jefferson 

            -A conversational analysis

  • based on Heritage 2001

            -Basic tenets of CA

  • Norrick 2003: 1343

             -Announcing a narrative joke in a conversation

             -A more situational form of humour in conversation

             -What characterizes jokes conversationally?

             -Wordplay/punning

             -Irony and sarcasm

  • Archakis & Tsakona 2005: 55-56

            - (Interpersonal) Anecdotes

Theories:

  • Ventola 1987

            -The communicative norm of service encounter

  • cf. Kunda 1999, Smith & Mackie 2000, Bless et al. 2004

             -Dimensions of social meaning

  •  Tuckman/Jensen, 1977

              -Group processes: 5 stages of group development           

  • Hay 2000: 717

            -classification of humour functions

  • Kant, Schopenhauer; Bergson 1899/1911, Koestler 1964:

            -Incongruity theory

  • Lakoff & Johnson 1980; Johnson 1987

            -Image-schemas

  • Holmes and Stubbe 2003

            -Attenuating the force of directives

            -Criticizing without threatening the other’s face

            -Self-deprecating humour to lower one’s superiority

            -Criticizing the boss without risking consequences

            -Different humour cultures

            -Parameters that influence different humour cultures at work 

            -Typical instance of humour

LECTURE 1

Introduction: What is humour and how is it realised linguistically? – Theories of humour and their verbal manifestations

A basic definition of humour?

  • Humour is: “something that makes a person laugh or smile.”

    (Ross 1998: 1) 

  • The term ‘humor’ has emerged as a technical term to be intended as covering anything that is (or may) be [sic] perceived as funny, amusing, or laughable. (Attardo 2005: 1)
  • Laughter is “the contextualization cue for humor par excellence.” (Kotthoff 2000: 64)

LECTURE 1

Introduction: What is humour and how is it realised linguistically? – Theories of humour and their verbal manifestations

The physiology of laughter (see Kesselring and Unteregger 2011)?

• Laughter has social roots and motivations. We prefer to laugh together.

➔ Psychologically it is one of the worst things to be ridiculed by others (Mobbing!).

• There is uncontrolled (evolutionarily old) and posed (socially learned) laughter.

• Laughter is measurably healthy (cycles of tension and relaxation in the ribcage).

➔ Exhausting

• Due to its social and physiological effects laughter is often forbidden in highly formal contexts (military, church, etc.)

LECTURE 1

Introduction: What is humour and how is it realised linguistically? – Theories of humour and their verbal manifestations

Problems with the single focus on laughter for a definition of humour (see Ross 1998: 1)?

  • Something can be humorous without anybody laughing (e.g. shocking sarcasm => Schindler’s list as a comedy).

=> The “shock of the new” does not always trigger laughter as a physiological reaction.

  • Some people laugh at the same “joke” while others don’t.

                             => considerable element of subjectivity

  • Smiling and laughter can also be signs for embarrassment and unease.

=> Laughter is not exclusive to humour and it is not a universally shared sign for amusement.

LECTURE 1

Introduction: What is humour and how is it realised linguistically? – Theories of humour and their verbal manifestations

An operational definition of humour?

Instances of humor included in this analysis are utterances which are identified by the analyst, on the basis of paralinguistic, prosodic and discoursal clues, as intended by the speaker(s) to be amusing and perceived to be amusing by at least some participants (Holmes and Marra 2000: 67).

LECTURE 1

Introduction: What is humour and how is it realised linguistically? – Theories of humour and their verbal manifestations

Components of humour?

1. Physiology: Laughter

2. Semiotic clues in the humour performance

3. Cognition: Incongruity theory

4. Social process and effects: Superiority/aggression theory

5. Emotion: Emotional release theory

LECTURE 1

Introduction: What is humour and how is it realised linguistically? – Theories of humour and their verbal manifestations

The 3 central theories of humour?

  • Incongruity theory (Kant, Schopenhauer; Bergson 1899/1911, Koestler 1964)

 

  • Superiority/aggression theory (Hobbes 1650/1840)

 

  • Emotional release (Freud 1905/1960)

 

LECTURE 1

Introduction: What is humour and how is it realised linguistically? – Theories of humour and their verbal manifestations

Incongruity theory (Kant, Schopenhauer; Bergson 1899/1911, Koestler 1964)?

  • Incongruity theory (Kant, Schopenhauer; Bergson 1899/1911, Koestler 1964)

-Surprise effect: The jocular punch line pulls us out of normal way of understanding the scene.

-Incongruity resolution: The listener must reconcile the incongruity between the two readings è construction of the “unsaid”

-Going beyond the norm: incongruent concepts are combined.

             -Incongruity in the example:

We're live on NBC — and it's right that NBC host this awards show because they're the only network that's fair and impartial. And that's because they're the only network with zero nominations. Nothing in it for them tonight. They don't care, obviously.

a.Surprise effect: speech event of thanking and praising vs. speech event of exposing and criticising

b.The unsaid: The NBC do not have any praiseworthy motives, they just host the show because they cannot do any better with regard to skills and moral stance.

c.Going beyond the norm: new form of opening monologue 

LECTURE 1

Introduction: What is humour and how is it realised linguistically? – Theories of humour and their verbal manifestations

.Superiority/aggression theory (Hobbes 1650/1840)?

  • .Superiority/aggression theory (Hobbes 1650/1840)

-The passion of laughter is nothing else but sudden glory arising from a sudden conception of some eminency in ourselves by comparison with the infirmity of others

• Butt of humour: Humour is often directed at a victim: the butt of humour. We love to laugh at the victim’s literal or symbolic downfall

• Superiority/aggression: We laugh about others to hide our own weaknesses. 

               -Superiority/aggression in the example

Hello, and welcome to the 73rd annual Golden Globe Awards, live from the Beverly Hilton Hotel. With all these rich, beautiful celebrities having the time of their lives, let's hope no one spoils that. Relax. I'm going to try and be nice. You're global megastars with amazing talent — most of you. A few of you just married well. You know who you are. We all do. We all do.

a.Mockery of audience is made explicit: symbolic downfall of celebrities is announced.

b.Celebrating audience as butt of humour: The expectation of joint laughter against an absent butt of humour is violated!

c.Element of self-mockery: cringy violation of communicative norm, risk of personal downfall

LECTURE 1

Introduction: What is humour and how is it realised linguistically? – Theories of humour and their verbal manifestations

Emotional release (Freud 1905/1960)?

  • Emotional release (Freud 1905/1960)

• Release of suppressed emotions: Humour makes it possible for us to vent emotions that we have to suppress normally. Humour allows us to do so in a socially acceptable way.

• Breaking taboos: We can talk about taboos (sex, death, murder, stupidity, scatology (= excrements!)) in a playful way. 

• Excitement/arousal: playing with taboos excites us emotionally.

             -Emotional release in the joke

I am gonna be nice tonight and I'll tell you why: The president of the Hollywood Foreign Press just told me that if I say anything offensive or crass, or resort to innuendo, he's gonna come out here and personally pull me off. So, that's an offer I couldn't refuse. Yes, that is the level: An old man pulling me off.

a.Addressing of taboos: offensive, crass, innuendo

b.Pun with to pull off: pull off = slang ‘to masturbate’

c.Emotional release: immediate release of emotions that are supposed to remain suppressed

 

LECTURE 1

Introduction: What is humour and how is it realised linguistically? – Theories of humour and their verbal manifestations

Detailed analysis of semiotic clues in the humour performance

Verbal vs. referential humour

Jennifer Lawrence made the news when she demanded equal pay for women in Hollywood. And she received overwhelming support from people everywhere. There were marches on the street with nurses and factory workers saying, 'How the hell can a 25-year-old live on $52 million?' There were plumbers around the world going, 'Poor girl, it's [inaudible] f---ing hell.' But all joking aside, of course women should be paid the same as men for doing the same job. And I'd like to say now that I'm getting paid exactly the same as Tina and Amy did last year. Now I know there was two of them, but it's not my fault if they want to share the money, is it? That's their stupid fault. It's funny cause it's true.

--> Referential Humor

I am gonna be nice tonight and I'll tell you why: The president of the Hollywood Foreign Press just told me that if I say anything offensive or crass, or resort to innuendo, he's gonna come out here and personally pull me off. So, that's an offer I couldn't refuse. Yes, that is the level: An old man pulling me off.

--> Verbal Humor

LECTURE 1

Introduction: What is humour and how is it realised linguistically? – Theories of humour and their verbal manifestations

Verbal humour occurs on all levels of linguistic organisation

  • Plays with sound: Spoonerisms (sound mixture)

-To a lazy student: "you have tasted two worms"

  • Plays with phonology

- Q: What do you call a fish with no eyes.

   A:  A fsh.

  • Plays with morphology

-politics (poly: many; ticks:blood sucking parasites)

  • Plays with words (punning)

-What makes a tree noisy? Its bark.

  • Plays with phrases (syntactic parsing)

-stop clubbing, baby seals (punktuation)

  • Plays with clauses and sentences (Witticisms by Oscar Wilde)

- "Always forgive your enemies; nothing annoys them so much."

 

 

LECTURE 1

Introduction: What is humour and how is it realised linguistically? – Theories of humour and their verbal manifestations

What is (in) a joke?

1. Announcement

2. Exposition

3. Complication

4. Punchline

5. Reaction

LECTURE 1

Introduction: What is humour and how is it realised linguistically? – Theories of humour and their verbal manifestations

2. Exposition (Introduction): Textual features and function

  • Function:

Opens the jocular narrative with minimal effort

Introduces the figures and the situation = usually highly stereotypical figures: politicians, Zürcher, Schwoobe (Germans), celebrities, etc. --> role expectations

  • Form:

1st sentence very brief or elliptical

Use of present tense --> immediacy

  • Example:

An Irish priest is driving along a country road when a police- man pulls him over. 

LECTURE 1

Introduction: What is humour and how is it realised linguistically? – Theories of humour and their verbal manifestations

3. Complication (Body): Textual features and function

  • Function:

Presents the events is a seemingly straightforward way: ILLEGAL BEHAVIOUR, DRUNK DRIVING, STEREOTYPE OF DRUNKEN PRIEST.

Listeners’ expectation has to be manipulated in order to prepare them for a surprise effect è lulling into a clear understanding

  • Form:

Repetition of the same phenomenon (often 3x)

Joke in joke (= unconventional category)

  • Example:

He immediately smells alcohol on the priest's breath and notices an empty wine bottle in the car.

He says: "Have you been drinking?"

"Just water," says the priest.

The cop replies: "Then why do I smell wine?»

LECTURE 1

Introduction: What is humour and how is it realised linguistically? – Theories of humour and their verbal manifestations

4. Punchline

  • Function:

Trigger creates surprise effect

Audience is forced to resolve the problem themselves in order to understand the joke

  • Form:

Trigger: last sentence

  • Example

The priest looks at the bottle and says: "Good Lord! He's done it again!"

LECTURE 1

Introduction: What is humour and how is it realised linguistically? – Theories of humour and their verbal manifestations

Pointe: … and the unsaid

  • Function:

Trigger creates surprise effect

Audience is forced to resolve the problem themselves in order to understand the joke

  • Form:

Trigger: last sentence

Unsaid

= Listeners must understand the joke by themselves

  • Example:

The priest looks at the bottle and says: "Good Lord! He's done it again!"

-->/-->

Devine intervention.Jesus is the culprit.

 

LECTURE 2

Script-based theories of humour

The generativist ideas underlying the SSTH?

  • The core interest of generativism: grammatical competence

- I-language, language as a cognitive phenomenon

- Grammatical competence NOT linguistic performance

- Competence is reflected by a (native) speaker’s ability

    to make grammaticality judgements (earlier: generate

    grammatical constructions).

- Generativism models the competence of an idealized

    speaker/hearer. 

  • The innateness hypothesis

- Grammar as an innate system of knowledge:

    a language faculty. 

- Grammatical competence is determined by an

    innate genetic predisposition for language

    learning.

- The innate language-acquisition-device is called

    Universal Grammar.

- The UG consists of a finite set of grammatical

    principles & parameters.

- Language acquisition is the process of learning which

    of the grammatical parameters apply to one’s language.

    → parametrization. 

LECTURE 2

Script-based theories of humour

The aim of generative grammar?

→ Find the set of universal rules,

     principles, and parameters that

     constitute universal grammar.

→ Find a minimal formal apparatus to

     model the grammatical rules,

     principles, and parameters.

LECTURE 2

Script-based theories of humour

From generative grammar to the SSTH

The SSTH shares its ontological foundation with transformational generative grammar: the SSTH is meant to account for the native speaker’s humor competence (see Chomsky 1965: 3). Because a speaker can tell if a sentence belongs to a set of grammatical sentences, argues Raskin, the speaker can tell if a text is funny or not. Obviously, […] Chomsky, who limited his notion of competence to grammaticality, […], [did not have] humorous phenomena in mind when [he] canonized the idea of speaker’s competence.

(Attardo 1994: 196)

LECTURE 2

Script-based theories of humour

The semantic script theory of humour (Raskin 1985; here presented according to Attardo 1994)

  • What is a script?

A script is an organized chunk of information about something (in the broadest sense). It is a cognitive structure internalized by the speaker which provides the speaker with information on how things are done, organized, etc. 

Most definitions of script agree that it contains information which is typical, such as well-established routines and common ways to do things and to go about activities.

(Attardo 1994: 198 & 200)

  • Texts activate scripts

It should be noted also that Raskin insists on the fact that scripts, in his definition, are immediately related to, and evoked by, lexical items. This is an important distinction because in the psychological literature, as well as in AI, there is a tendency to consider scripts as merely experiential/cognitive objects.

(Attardo 1994: 200)

 

LECTURE 2

Script-based theories of humour

The aim of generative grammar --> Accordingly, the aim of the SSTH is to …?

  • The aim of generative grammar

→ Find the set of universal rules,

     principles, and parameters that

     constitute universal grammar.

→ Find a minimal formal apparatus to

     model the grammatical rules,

     principles, and parameters.

  • the aim of the SSTH is to...

→find the set of principles, and parameters that constitute constitute the humour competence of an idealized speaker.

→find a minimal formal apparatus to describe/explain/predict this competence.

REMEMBER: Humour competence is NOT the ability to crack a funny joke, but to differentiate humorous texts from non-humorous texts!

LECTURE 2

Script-based theories of humour

The SSTH’s main hypothesis 

A text can be characterized as a single-joke-carrying text if both of the following conditions are satisfied:

i)The text is compatible, fully or in part, with two different scripts. [There is some overlap between the two scripts (see Attardo 1994: 203)].

ii)The two scripts with which the text is compatible are opposite.

(Raskin 1985: 99; quoted from Attardo 1994: 197)

LECTURE 2

Script-based theories of humour

Problems of the SSTH

  • Attardo’s positive evaluation of the theory

The SSTH is a formal theory that makes predictions and can be tested against “hard facts;” therefore there is little contention that the SSTH is the most powerful epistemologically and promising theory available in the linguistic-based humor research.

(Attardo 1994: 207)

  • Attardo’s first criticism of the theory

The SSTH is limited to jokes. It does not really cover alternative humorous text types and forms.

The SSTH, being a semantic theory, primarily focuses on referential humour. It treats verbal humour in the same way, although verbal humour is not translatable.

(see Attardo 1994: 208)

LECTURE 2

Script-based theories of humour

The general theory of verbal humour (Attardo and Raskin 1991; here presented according to Attardo 1994)

  • .The GTVH revises the SSTH

- The revisionist position consists of taking the SSTH as a theory of the text-type “joke” and devising the tools necessary to handle those features that characterize texts other than jokes. The drawbacks of this approach are obvious: the SSTH does not provide any indication as to how these tools should be constructed, and, for that matter, what these tools should consist of or even handle. The positive aspects of the revisionist approach is that the concept of script can be left unchanged because there is not need to broaden its scope to handle new phenomena. Another positive aspect of the revisionist approach is that it is open-ended, and so new tools may be added as the need arises.

(Attardo 1994: 222)

- Revision of the SSTH consisted mostly of broadening its scope. Whereas the SSTH was a “semantic” theory of humour, the GTVH is a linguistic theory “at large” – that is it includes other areas of linguistics as well, including most notably, textual linguistics, the theory of narrativity, and pragmatics. These broadenings are achieved by the introduction of five other Knowledge Resources (KR), that must be tapped into when generating a joke, in addition to the script opposition from the SSTH.

(Attardo 1994: 222-223)

LECTURE 2

Script-based theories of humour

Revision of the SSTH + 5 ADDITIONAL KNOWLEDGE RESOURCES

The 6 KR.

  • Script Opposition (SO)
  • Logical Mechanism (LM)
  • Situation (SI)
  • Target (TA)
  • Narrative Strategy (NS)
  • Language (LA)

LECTURE 2

Script-based theories of humour

The Logical Mechanism (LM) (Attardo 1994: 225-226)

•The LM accounts for the interpretative process, a cognitive mechanism by means of which the two scripts are brought together.

•The LM thus captures different processes of incongruity resolution.

•“The LM parameter presupposes and a embodies a “local” logic, i.e., a distorted, playful logic that does not hold outside the world of the joke” (Attardo 1994: 226).

LECTURE 2

Script-based theories of humour

The Situation (SI) (Attardo 1994: 225)

•The SI captures the concrete scenario and the “props” on which the joke is based.

•In the Irish joke this situation consists in drunk driving and the empty bottle as a prop.

•In verbal jokes the situation shifts to the background as the focus is put onto the verbal meta-level. 

LECTURE 2

Script-based theories of humour

The Target (TA) (Attardo 1994: 224-225)

•The TA specifies the butt of humour inside the world of the joke.

•The TA can account for the superiority-theory-related aspects in humour.

•Such butts can be based on plays with particular ethnic or sexist stereotypes as reflected in the Irish joke as well as the doctor’s wife joke.  

LECTURE 2

Script-based theories of humour

The Narrative Strategy (NS) (Attardo 1994: 224)

•The NS captures the narrative organization or genre of a given token of humour.

•The NS thus primarily captures the discursive and conversational realization of humour and accounts for alternative humorous text types

•Different types of verbal humour can be presented in the form of:

-> a narrative = Irish joke or the doctor’s wife joke,

-> a dialogue = dirty joke (white horse)

-> a (pseudo-)riddle = fish with no eyes

•Verbal humour can also be embedded in a more general conversation in the form of an aside, i.e. a quip, pun or wordplay. 

LECTURE 2

Script-based theories of humour

Language (LA) (Attardo 1994: 223)

•This KR focuses on the specific linguistic realization of the joke, i.e. the arrangement of all the verbal elements that are essential for generating a given instance of linguistic humour.

•Most importantly the LA-parameter specifies that the punchline must be placed at the end of a joke.

LECTURE 2

Script-based theories of humour

The 6 KR and their hierarchical order (Attardo 1994: 226-227)

.

1.) Script Opposition (SO)

2.) Logical Mechanism (LM)

3.) Situation (SI)

4.) Target (TA)

5.) Narrative Strategy (NS)

6.) Language (LA)

•Any instance of humour consists of a 6-tuple of the different KR. The KR work as parameters with their own specific variables.

•The KR on top determine the ones below. For example the type of SO determines the type of LM that are necessary for its resolution.

•The SO is conceived as the centrally defining element of humour and determines its social impact as well as its discursive and linguistic realization.

LECTURE 2

Script-based theories of humour

Problems of the GTVH

  • Criticism against the GTVH

•From a cognitive perspective, it is not fully clear to what extent SI differs from the scripts that are activated for joke comprehension.

•What exactly are the LM that underlie joke comprehension?

•What alternative NS and LA are there?

•Are the TA always within the world of the joke or can they also be outside as, e.g. in the dirty joke?

  • Criticism from the perspective of cognitive linguistics

- [A] fundamental criticism from the perspective of cognitive linguistics would be that the SSTH and GTVH overemphasize the unique character of humor in comparison to normal language and cognition.

(Brône and Feyaerts 2004: 370)

- Humorous interpretation uses the same linguistic/ cognitive tools as nonhumorous interpretation does. So what? What is interesting is how humorous discourse differs from serious discourse.

(Attardo 2006: 244)

LECTURE 3

Conversational humour

Problems of the GTVH from a conversational perspective?

[The] GTVH describes joke texts rather than conversational joke performances. It relies on scripts attached to words, and says nothing of facial expressions, gestures, props, imitations of voices and noises, or other uncoded, non-script behavior. Even the prosody and timing of the oral joke performance remain outside its purview at present.

(Norrick 2003: 1336)

LECTURE 3

Conversational humour

The basic tenets of conversation analysis?

  • The centrality of spoken conversation

- Talk-in-interaction is the primordial site of human sociality (Schegloff 1992)

- Socio-cultural activies are managed through conversation:

  a. business: getting things done

  b. transmission of culture

  c. identities and relationships are affirmed

  d. social structures are reproduced

- Conversational interactional skills (communicative competence) are essential for our definition as skilled and accountable social agents.

  • Basic tenets of CA (based on Heritage 2001)

- Development of new methodology to analyse talk-in-interaction

- Focus on orderliness of social interaction in itself

- Insistence on naturally-occurring materials of interaction  Strong emphasis on details of interaction: reliance on audio and video-recordings instead of notes and recollections => NO INTUITION 

LECTURE 3

Conversational humour

Major claims of conversation analysis?

1.A conversation is patterned by how speakers and hearers relate to the discursive context of what has been said before as well as their subsequent interactional moves (turn design). -> Why that now?

3.Meaning and sense-making is joint, dyadic social action. CA stresses the performative and joint social nature of language.

5.Meaning and social context is not pre-given but the dynamically emerging product of joint language use.

6.Meaning and context are determined by the sequential organisation of turns.

5.  Conversational sequences are ordered and determined by rules and restrictions of turn-taking. Conversations reveal how social agents construct and maintain social and interactional order at the micro-level of social interaction. 

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