AVQ SWISSC

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Cartes-fiches	324
Langue	English
Catégorie	Informatique
Niveau	Autres
Crée / Actualisé	06.03.2015 / 09.06.2017
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Which of the following statements about termed classifications are true ? (3 answers)

when setting different classes, different time intervals can be defined and they can overlap

several classes can be set

when setting different classes, different time intervals can be defined and they must not overlap

are not historicize

In which table area of a rule loader table is a loading error displayed?

result

administration

matching criteria

description

Two ruled in a particular sequence have the same priority. What will happen if both are matching?

All rules in all sequences will be executed in random order

One rule in the specific sequence will be executed (RANDOM)

Nothing will be executed

The rule with the hightest priority will be executed

Which is true for the follwing? bp_class:private, bp_branch:zurich: bp_branch:singapore

All BPs from Singapore

All private BP's from Zurich or Singapore

All private BP's from Zurich and all BPs from Singapore

All private BPs in Zurich but not in Singapore

Where are all the book kinds stored?

CODE_BOOK_KIND

In which segment of a rule loader table, Avaloq script can be used?

result

both

matching criteria

Which of the following is true for matching criteria? branch_code:Zurich; client_type:private, branch_code:Singapore

All private clients of branch Zurich and all clients of branch Singapore

All private clients ob both branches

All private clients

Which of the following matching criteria does not make sense?

bp_class:private, bp_branch:zurich; bp_branch:singapore

bp_class:private, (bp_branch:zurich; bp_branch:singapore)

bp_class:private; bp_branch:zurich, bp_branch:singapore

In the list below, check the examples that are correct (and are not fees)? (3 answers)

Minimum CHF 500 are charged half yearly for portfolio management services

CHF 3 + 1.5% service charge for drawings abroad

Courtage (Brokerage)

1% agio/disagio on foreign currency deposits on foreign currency accounts

CHF 6.- per payment in Switzerland in CHF

After which workflow action can a transaction usually not be discardec anymore?

verify 4-eyes

verify

approve

send for review

In the meta type BP, how can you find out how many actions initiate from status Open?

Login as backoffice user and check in the GUI

Check if ID of Open --> 10

Count how many workflow actions for the meta type BP have old wfc status "open"

Pay attention to inactive status (e.g. "!Received")

Which of the following concepts/engines populated fields in an order with default values?

Avalo froms subwindow engine

DOC_DEF_VAL_RULE_LD

order validation

DOC_DFLT_FLD_VAL_RUL

What does a '+' sign in the fields 'IS_FROZEN' of the table WFC_STATUS mean?

fields are not editable

all orders are frozen for this metatype

the GUI freezes and you have to restart

no further Workflow action is selectable

In which layer is the order after the WFC-command "Storeem"?

Persistence layer

Kernel layer

Mem_doc Layer

Memory layer

What is the purpose of a workflow?

to change from manual processing to STP

to set a security scheme in place

to draft diagrams before implementing them

to implement the Avaloq relevant part of the bank business process in the system

A Context Action is defined in the Workflow Action.

True

False

A Context Action can call an Avaloq script package.

True

False

Which statements regarding workflow are correct? (2 answers)

An order is locked while it is being worked on

Simultaneous processing of order is allowed (within the same user session)

Workflows are not translateble

Not all orders must have a workflow

Workflow transitions are logged

Which statements regardinf workflows are correct? (2 answers)

A context action is always valid for one metatype only

The status 80 (ready for print) exists for all business types

Orders in status "done" can be discarded

Availability of context actions for an order may depend on the order status

6-eye check may be implemented by allocation this workflow action to a special role

Which statements regarding workflows are correct? (3 answers)

The IDs of workflows action must be unique all over the system

The workflow command "assign" allows to define default code table values for order fields

The workflow rule loader can be used to define workflow routing rules

Workflow actions are always implemented before the corresponding workflow statuses

Workflow actions withhin a static data order contain the (store) workflow command for the -order and the (store_obj()) workflow command

What is the correct table sequence to parameterize new workflows?

- WFC_ACTION

- WFC_STATUS

- WFC_RULE_LD

1. WFC_STATUS

2. WFC_ACTION

3. WFC_RULE_LD

What will be the result of the workflow command (trans(91))(store(40))(commit) ?

Object is stored

Order is discarded

Order is stored

Order is not stored

What are examples of rule based bookings? (2 answers)

a tax credited to a ledger container

total amount booked on the client account

a booking to the net position (net pos)

courtage booked on a bank interim account

commision debited to a client account

Which of the follwing are accessed several times in the lifecyle of an order? (3 answers)

BALACC_LD

Book Engine

COST_RULE

COST_RULE_LD

Balance Engine

Which of the follwing populates order fields with values? (2 answers)

Book Engine

Balance Engine

Cost Engine

Rule Loader tables

Which of the following is true about a Stock Exchange transaction (buy client order), that is verified? (2 answers)

The execution type is always "At Market"

It is composed of more than one order

The workflow action "Already Trated" must be executed

At least one countertrade must exist

Exactly one countertrade must exist

What is a balance structure? (2 answers)

A set of charts of accounts

A collection of accounts that balance

An object (object type = 12)

A set of calance accounts

In which table is the chart of accounts parameterized?

BALSTRU_RULE_LD

BALSTRU_RULE

BALACC_LD

BALACC_RULE_LD

Where are alle the book kinds stored?

CODE_BOOK_KIND

Which statement is correct about costs?

based on a product or service, charged periodically

based on a product or service and always charged upfront

based on a transaction & chaged immediately

based on a transaction, charged periodically

Which statement is correct about fees?

based on a transaction, charged periodically

based on product or service and always charged upfront

based on a transaction & charged immediately

based on a transaction and always charged at the end of the month

based on a product or service, charged periodically

Primary bookings... (2 answers)

have to be parameterized using Avaloq Script

are parameterized on the Book-Engine

are always booked on the net position

can not be parameterized

Which pillars are mandatory for the creation of a balance report? (2 answers)

Cost Pillar

Balance Pillar

Performance Pillar

Position Pillar

Collateral Pillar

What is the sequence to create a balance report?

- Position Pillar

- Balance Pillar

- Balance Report

- Book event

- Order (Transaction)

1. Order (Transaction)

2. Book event

3. Position Pillar

4. Balance Pillar

5. Balance Report

How do you create Balance Accounts?

Create entries in the table BALLAC_LD and load them with the task "Balance Account Loading (Task ID:615)"

Create entries in the table BALLAC_LD and load them with the task "Balance Structure Rule by Balance Accout Loading (Task ID:612)"

create entries in the table BE_BOOK_RULE_LD and load them with the task Booling Rule Loading (Task ID:598)

What are the benefits of using pillars? (2 answers)

improve system performance

reduce data redundancies

virtual table with a set of definitions that does not store physical data

optimize disc space

pre-calculate data

What kind of field is book_kind in a cost engine?

Administration / description

Results

Valuation constraints

Error

Matching criteria

What kind of field is book_kind in the book engine?

Administration / description

Results

Matching criteria

Error

Valuation constraints

What kind of field is book_kind is BE_BOOK_RULE_LD?

Administration / description

Matching criteria

Result

Valuation constraints

Error

What can be created when running the Task "Balance Account Loading" (Task ID:615)

Balance Accounts, (Auxiliary) Ledger Containers, Money Accounts (if applicable) and the corresponding booking rules

Balance Account only

Balance Accounts, (Auxiliary) Ledger Containers and Money Accounts

Balance structure object & balance accounts

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